REG - Barclays PLC Senior PLC - Form 8.5 EPT/Non RI SENIOR PLC
Today 12:15
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RNS Number : 4481W Barclays PLC 12 March 2026
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SENIOR PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt A CONSORTIUM COMPRISING TINICUM INCORPORATED AND BLACKSTONE PRIVATE
INVESTMENTS ADVISORS L.L.C.
principal trader is connected
(d) Date position held/dealing undertaken: 11 Mar 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,595,469 1.57% 1,274,183 0.30%
(2) Cash-settled derivatives:
and/or controlled: 1,009,797 0.24% 6,593,270 1.57%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 7,605,266 1.81% 7,867,453 1.88%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
10p ordinary Purchase 326,581 3.0200 GBP 2.9800 GBP
10p ordinary Sale 232,616 3.0209 GBP 2.9750 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Increasing Short 12,690 3.0022 GBP
10p ordinary SWAP Decreasing Short 1,790 2.9800 GBP
10p ordinary SWAP Decreasing Short 49,683 2.9845 GBP
10p ordinary SWAP Decreasing Short 11,471 2.9886 GBP
10p ordinary SWAP Decreasing Short 34,642 2.9901 GBP
10p ordinary SWAP Decreasing Short 4,417 2.9908 GBP
10p ordinary SWAP Decreasing Short 329 2.9948 GBP
10p ordinary SWAP Decreasing Short 1,578 2.9949 GBP
10p ordinary SWAP Decreasing Short 1,552 2.9950 GBP
10p ordinary SWAP Decreasing Short 965 2.9956 GBP
10p ordinary SWAP Decreasing Short 3,387 2.9962 GBP
10p ordinary SWAP Decreasing Short 52,752 2.9980 GBP
10p ordinary SWAP Decreasing Short 10,600 3.0016 GBP
10p ordinary SWAP Decreasing Short 3,610 3.0148 GBP
10p ordinary SWAP Increasing Short 10,373 2.9804 GBP
10p ordinary SWAP Increasing Short 1,934 2.9914 GBP
10p ordinary SWAP Increasing Short 342 2.9938 GBP
10p ordinary SWAP Increasing Short 12,162 2.9941 GBP
10p ordinary SWAP Increasing Short 39,131 2.9949 GBP
10p ordinary SWAP Increasing Short 56,013 2.9950 GBP
10p ordinary SWAP Increasing Short 31,199 3.0014 GBP
10p ordinary SWAP Increasing Short 6,330 3.0041 GBP
10p ordinary SWAP Increasing Short 1,361 3.0050 GBP
10p ordinary SWAP Increasing Short 46,699 3.0121 GBP
10p ordinary SWAP Increasing Short 3,003 3.0122 GBP
10p ordinary SWAP Increasing Short 15,788 3.0149 GBP
10p ordinary CFD Decreasing Short 4,568 2.9910 GBP
10p ordinary CFD Increasing Short 21,596 2.9950 GBP
10p ordinary CFD Increasing Short 740 3.0002 GBP
10p ordinary CFD Increasing Short 17,526 3.0144 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Mar 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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