REG - JPMorgan Sec.Plc Schroders PLC - Form 8.5 (EPT/RI)-Schroders plc
Yesterday 10:00
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RNS Number : 0551W JPMorgan Securities Plc 10 March 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Schroders plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Financial Adviser and Corporate Broker to Schroders plc
connected:
(d) Date dealing undertaken: 09 March 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
20p ordinary Purchase 1,611,562 5.8565 GBP 5.8500 GBP
Sale 560,896 5.8561 GBP 5.8494 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
20p ordinary Equity Swap Decrease Long 7,059 5.8520 GBP
1,214 5.8526 GBP
60,579 5.8545 GBP
2,517 5.8556 GBP
Decrease Short 3,286 5.8494 GBP
1,085 5.8497 GBP
45,729 5.8499 GBP
1,476 5.8500 GBP
1,300 5.8504 GBP
1,516 5.8507 GBP
21,506 5.8509 GBP
2,388 5.8519 GBP
5,822 5.8521 GBP
109 5.8528 GBP
30,317 5.8529 GBP
1,894 5.8533 GBP
39,600 5.8538 GBP
244 5.8544 GBP
9,953 5.8548 GBP
3,189 5.8549 GBP
Increase Long 914 5.8502 GBP
12,454 5.8509 GBP
1,937 5.8544 GBP
Increase Short 4,244 5.8500 GBP
4,955 5.8501 GBP
6 5.8502 GBP
45 5.8503 GBP
250,000 5.8504 GBP
141,706 5.8506 GBP
4,925 5.8508 GBP
12,747 5.8510 GBP
20,855 5.8525 GBP
131 5.8529 GBP
14,054 5.8530 GBP
188,845 5.8535 GBP
142,060 5.8549 GBP
5,629 5.8550 GBP
2,688 5.8552 GBP
100,000 5.8554 GBP
2,170 5.8558 GBP
277,030 5.8565 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 10 March 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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