REG - JPMorgan Sec.Plc Schroders PLC - Form 8.5 (EPT/RI)-Schroders plc Amend
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RNS Number : 9336V JPMorgan Securities Plc 09 March 2026
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities Plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Schroders plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Financial Adviser and Corporate Broker to Schroders plc
connected:
(d) Date dealing undertaken: 05 March 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader N/A
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
20p ordinary Purchase 4,160,693 5.8629 GBP 5.8550 GBP
Sale 6,469,321 5.8649 GBP 5.8547 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
20p ordinary Equity Swap Decrease Long 6,970 5.8550 GBP
323 5.8599 GBP
1,275 5.8606 GBP
7,455 5.8608 GBP
Decrease Short 1,425 5.8544 GBP
13 5.8547 GBP
3,986 5.8549 GBP
5,157,996 5.8550 GBP
6,030 5.8565 GBP
2,798 5.8568 GBP
10,244 5.8572 GBP
520 5.8574 GBP
72,736 5.8581 GBP
133 5.8594 GBP
1,239 5.8597 GBP
14,886 5.8598 GBP
2,417 5.8599 GBP
6,580 5.8600 GBP
314 5.8601 GBP
303 5.8605 GBP
849 5.8615 GBP
403 5.8649 GBP
Increase Long 4,096 5.8546 GBP
1,470 5.8606 GBP
Increase Short 46,892 5.8550 GBP
17,590 5.8551 GBP
1,581 5.8553 GBP
43,880 5.8555 GBP
263 5.8556 GBP
5,082 5.8558 GBP
4,300 5.8567 GBP
3,914 5.8572 GBP
10,839 5.8600 GBP
4,197 5.8602 GBP
32,674 5.8605 GBP
10 5.8606 GBP
100,000 5.8607 GBP
147,882 5.8610 GBP
2,544,928 5.8629 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 09 March 2026
Contact name: Hetvi Shah
Telephone number: 44 2034 936359
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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. END FERSSMFWUEMSEFD
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