REG - BkofA Merrill Lynch Schroders PLC - Form 8.5 (EPT/RI)-Schroders plc

SchrodersAnnouncement

27/02/2026 11:00

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RNS Number : 7457U  Bank of America Merrill Lynch  27 February 2026

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")

 

 1.  KEY INFORMATION

 (a)  Name of exempt principal trader:                                        Merrill Lynch International
 (b)  Name of offeror/offeree in relation to whose                            SCHRODERS PLC

 relevant securities this form relates:
    Use a separate form for each offeror/offeree
 (c)  Name of the party to the offer with which exempt principal trader is    Pantheon, LLC
    connected:
 (d)  Date dealing undertaken:                                                26/02/2026
 (e)  In addition to the company in 1(b) above, is the                        N/A

 exempt principal trader making disclosures in

 respect of any other party to this offer?
    If it is a cash offer or possible cash offer, state "N/A"

Merrill Lynch International

 (b)  Name of offeror/offeree in relation to whose

relevant securities this form relates:
      Use a separate form for each offeror/offeree

SCHRODERS PLC

 (c)  Name of the party to the offer with which exempt principal trader is
      connected:

Pantheon, LLC

 (d)  Date dealing undertaken:

26/02/2026

 (e)  In addition to the company in 1(b) above, is the

exempt principal trader making disclosures in

respect of any other party to this offer?
      If it is a cash offer or possible cash offer, state "N/A"

N/A

 

 2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class

of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

 

 (a)  Purchases and sales

 Class of relevant security  Purchases/  Total number of securities  Highest price   Lowest price

sales
per unit
per unit

paid/received
paid/received
 20p ordinary                Purchase    538,086                     5.865176 GBP    5.859414 GBP
 20p ordinary                Sale        224,389                     5.865000 GBP    5.855000 GBP

 

 (b)  Cash-settled derivative transactions

 Class of            Product description   Nature of dealing                            Number of reference securities  Price per unit

relevant security
e.g. CFD
e.g. opening/closing a

long/short position, increasing/reducing a

long/short position
 20p ordinary        Swaps - Equity Swaps  Increasing a Short Position                  4,120                           5.860293 GBP
 20p ordinary        Swaps - Equity Swaps  Increasing a Short Position                  510                             5.865176 GBP
 20p ordinary        Swaps - Equity Swaps  Opening a Short Position                     245,791                         5.862930 GBP
 20p ordinary        Swaps - Equity Swaps  Opening a Short Position                     184,747                         5.862930 GBP
 20p ordinary        Swaps - Equity Swaps  Increasing a Long Position                   4,710                           5.859707 GBP
 20p ordinary        Swaps - Equity Swaps  Increasing a Short Position                  10,703                          5.860586 GBP
 20p ordinary        Swaps - Equity Swaps  Reducing a Short Position                    61,596                          5.860740 GBP
 20p ordinary        Swaps - Equity Swaps  Increasing a Short Position                  540                             5.860000 GBP
 20p ordinary        Swaps - Equity Swaps  Reducing a Short Position                    880                             5.859648 GBP
 20p ordinary        Swaps - Equity Swaps  Increasing a Short Position                  340                             5.860000 GBP

 

 (c)  Stock-settled derivative transactions (including options)

 (i)  Writing, selling, purchasing or varying

 Class               Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number                               Exercise   Type                           Expiry date  Option money paid/ received per unit

of
of
price
e.g. American, European etc.

relevant security
securities to which option relates
per unit
 N/A                 N/A                                   N/A                                         N/A                                  N/A        N/A                            N/A          N/A

 

 (ii)  Exercise

 Class of relevant security  Product description  Exercising/  Number of    Exercise Price per

e.g. call option
exercised
securities
unit

against
 N/A                         N/A                  N/A          N/A          N/A

 

 (d)  Other dealings (including subscribing for new securities)

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

e.g. subscription, conversion
 N/A                         N/A                             N/A      N/A

 

 3.  OTHER INFORMATION

 

 (a)  Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party to the offer or any person acting in concert with a
 party to the offer:
 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"
 None

 

 (b)  Agreements, arrangements or understandings relating to options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) The voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state "none"
 None

 

 Date of disclosure:  27/02/2026
 Contact name:        Kamil Dziedzic
 Telephone number:    +353 86 168 4821

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information

Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's

dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

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