REG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC
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RNS Number : 8561G Barclays PLC 03 June 2026
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHRODERS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt SCHRODERS PLC
principal trader is connected
(d) Date position held/dealing undertaken: 02 Jun 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 30,512,685 1.89% 1,550,560 0.10%
(2) Cash-settled derivatives:
and/or controlled: 410,388 0.03% 29,051,707 1.80%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 30,923,073 1.92% 30,602,267 1.90%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Purchase 615,442 5.8375 GBP 5.8200 GBP
20p ordinary Sale 2,610,121 5.8358 GBP 5.8200 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Decreasing Short 1,858 5.8317 GBP
20p ordinary SWAP Decreasing Long 1,895 5.8300 GBP
20p ordinary SWAP Decreasing Short 3,058 5.8323 GBP
20p ordinary SWAP Increasing Short 38 5.8328 GBP
20p ordinary SWAP Increasing Short 9,433 5.8220 GBP
20p ordinary SWAP Increasing Short 9,101 5.8317 GBP
20p ordinary SWAP Decreasing Short 5,832 5.8236 GBP
20p ordinary SWAP Decreasing Short 1,683,019 5.8350 GBP
20p ordinary SWAP Closing Long 282 5.8306 GBP
20p ordinary SWAP Increasing Short 1,638 5.8296 GBP
20p ordinary SWAP Increasing Short 609 5.8296 GBP
20p ordinary CFD Decreasing Short 45 5.8293 GBP
20p ordinary CFD Increasing Short 8,501 5.8353 GBP
20p ordinary CFD Opening Long 2,784 5.8300 GBP
20p ordinary CFD Opening Short 12,399 5.8400 GBP
20p ordinary SWAP Increasing Short 33 5.8326 GBP
20p ordinary SWAP Decreasing Short 9,818 5.8358 GBP
20p ordinary SWAP Increasing Long 1,185 5.8350 GBP
20p ordinary SWAP Increasing Short 29,205 5.8200 GBP
20p ordinary SWAP Decreasing Short 30,194 5.8303 GBP
20p ordinary SWAP Decreasing Short 16,576 5.8350 GBP
20p ordinary CFD Increasing Long 8,053 5.8300 GBP
20p ordinary CFD Decreasing Short 1,625 5.8300 GBP
20p ordinary SWAP Decreasing Short 8,229 5.8297 GBP
20p ordinary SWAP Closing Long 24,649 5.8328 GBP
20p ordinary SWAP Opening Short 7,445 5.8328 GBP
20p ordinary SWAP Increasing Short 584 5.8300 GBP
20p ordinary SWAP Increasing Short 663 5.8300 GBP
20p ordinary SWAP Decreasing Short 53,555 5.8226 GBP
20p ordinary CFD Increasing Long 579 5.8300 GBP
20p ordinary CFD Increasing Short 12,399 5.8350 GBP
20p ordinary SWAP Increasing Short 18,047 5.8200 GBP
20p ordinary SWAP Closing Short 7,445 5.8200 GBP
20p ordinary SWAP Opening Long 3,336 5.8200 GBP
20p ordinary SWAP Increasing Short 195 5.8317 GBP
20p ordinary SWAP Increasing Short 44,097 5.8203 GBP
20p ordinary SWAP Increasing Short 4,409 5.8225 GBP
20p ordinary CFD Increasing Long 983 5.8300 GBP
20p ordinary CFD Decreasing Short 10,774 5.8350 GBP
20p ordinary SWAP Increasing Long 41,728 5.8200 GBP
20p ordinary SWAP Increasing Short 34,742 5.8325 GBP
20p ordinary SWAP Increasing Short 1,271 5.8380 GBP
20p ordinary SWAP Increasing Short 19,752 5.8368 GBP
20p ordinary CFD Decreasing Long 3,708 5.8350 GBP
20p ordinary CFD Increasing Short 4,981 5.8350 GBP
20p ordinary SWAP Decreasing Long 3,336 5.8300 GBP
20p ordinary SWAP Increasing Short 1,643 5.8217 GBP
20p ordinary SWAP Increasing Short 127,989 5.8200 GBP
20p ordinary CFD Increasing Short 8,691 5.8200 GBP
20p ordinary SWAP Increasing Short 5,909 5.8360 GBP
20p ordinary SWAP Increasing Short 7,991 5.8309 GBP
20p ordinary CFD Decreasing Short 17,380 5.8200 GBP
20p ordinary SWAP Decreasing Short 4,076 5.8311 GBP
20p ordinary SWAP Decreasing Short 631,338 5.8293 GBP
20p ordinary SWAP Decreasing Short 72 5.8200 GBP
20p ordinary SWAP Increasing Short 15,988 5.8343 GBP
20p ordinary SWAP Decreasing Short 14,216 5.8201 GBP
20p ordinary SWAP Increasing Short 23,290 5.8339 GBP
20p ordinary SWAP Increasing Short 4,773 5.8200 GBP
20p ordinary SWAP Increasing Short 2,918 5.8375 GBP
20p ordinary SWAP Increasing Short 3,025 5.8325 GBP
20p ordinary SWAP Decreasing Short 4,975 5.8275 GBP
20p ordinary SWAP Increasing Short 26,394 5.8348 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 03 Jun 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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