REG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC Replacement
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RNS Number : 1615A Barclays PLC 13 April 2026
FORM 8.5 (EPT/NON-RI) - Amendment - this form replaces RNS number 0306A
published at 11:57 on 10/04/2026, changes made to section 2a and 3b
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHRODERS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt SCHRODERS PLC
principal trader is connected
(d) Date position held/dealing undertaken: 09 Apr 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 38,300,923 2.38% 1,342,687 0.08%
(2) Cash-settled derivatives:
and/or controlled: 191,208 0.01% 36,640,092 2.27%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 38,492,131 2.39% 37,982,779 2.36%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Purchase 1,402,296 5.8200 GBP 5.7750 GBP
20p ordinary Sale 1,903,381 5.8200 GBP 5.7748 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Decreasing Short 1 5.7748 GBP
20p ordinary SWAP Decreasing Short 76,878 5.7750 GBP
20p ordinary SWAP Decreasing Short 10,108 5.7752 GBP
20p ordinary SWAP Decreasing Short 1,280 5.7788 GBP
20p ordinary SWAP Decreasing Short 70 5.7795 GBP
20p ordinary SWAP Decreasing Short 1,049,307 5.7800 GBP
20p ordinary SWAP Decreasing Short 2,200 5.7813 GBP
20p ordinary SWAP Decreasing Short 130 5.7820 GBP
20p ordinary SWAP Decreasing Short 76 5.7823 GBP
20p ordinary SWAP Decreasing Short 44 5.7827 GBP
20p ordinary SWAP Decreasing Short 13,237 5.7838 GBP
20p ordinary SWAP Decreasing Short 125 5.7850 GBP
20p ordinary SWAP Decreasing Short 264 5.7855 GBP
20p ordinary SWAP Decreasing Short 145 5.7862 GBP
20p ordinary SWAP Decreasing Short 25,671 5.7875 GBP
20p ordinary SWAP Decreasing Short 18,135 5.7887 GBP
20p ordinary SWAP Decreasing Short 1,104 5.8000 GBP
20p ordinary SWAP Decreasing Short 40,000 5.8092 GBP
20p ordinary SWAP Decreasing Short 30,000 5.8097 GBP
20p ordinary SWAP Decreasing Short 15,762 5.8163 GBP
20p ordinary SWAP Decreasing Short 36,504 5.8177 GBP
20p ordinary SWAP Decreasing Short 21,250 5.8195 GBP
20p ordinary SWAP Decreasing Short 88,333 5.8200 GBP
20p ordinary SWAP Increasing Short 1,648 5.7775 GBP
20p ordinary SWAP Increasing Short 13,945 5.7798 GBP
20p ordinary SWAP Increasing Short 6,701 5.7800 GBP
20p ordinary SWAP Increasing Short 290 5.7804 GBP
20p ordinary SWAP Increasing Short 211 5.7811 GBP
20p ordinary SWAP Increasing Short 67,092 5.7816 GBP
20p ordinary SWAP Increasing Short 14,175 5.7820 GBP
20p ordinary SWAP Increasing Short 26,093 5.7827 GBP
20p ordinary SWAP Increasing Short 12,140 5.7837 GBP
20p ordinary SWAP Increasing Short 26,014 5.7843 GBP
20p ordinary SWAP Increasing Short 79 5.7850 GBP
20p ordinary SWAP Increasing Short 64,712 5.7860 GBP
20p ordinary SWAP Increasing Short 145,061 5.7862 GBP
20p ordinary SWAP Increasing Short 48 5.7863 GBP
20p ordinary SWAP Increasing Short 243,456 5.7865 GBP
20p ordinary SWAP Increasing Short 35,196 5.7873 GBP
20p ordinary SWAP Increasing Short 1,185 5.7900 GBP
20p ordinary SWAP Increasing Short 2,600 5.7921 GBP
20p ordinary SWAP Increasing Short 1,014 5.7925 GBP
20p ordinary SWAP Increasing Short 2 5.7950 GBP
20p ordinary SWAP Increasing Short 10,238 5.7970 GBP
20p ordinary SWAP Increasing Short 66,363 5.7980 GBP
20p ordinary SWAP Increasing Short 139,273 5.7991 GBP
20p ordinary SWAP Increasing Short 10,177 5.8104 GBP
20p ordinary SWAP Increasing Short 16,537 5.8163 GBP
20p ordinary SWAP Increasing Short 8,010 5.8166 GBP
20p ordinary SWAP Increasing Short 13,170 5.8200 GBP
20p ordinary CFD Decreasing Short 7,537 5.7746 GBP
20p ordinary CFD Decreasing Short 103,398 5.7757 GBP
20p ordinary CFD Decreasing Short 3,158 5.7900 GBP
20p ordinary CFD Decreasing Short 10,303 5.8194 GBP
20p ordinary CFD Increasing Short 8,254 5.7787 GBP
20p ordinary CFD Increasing Short 35,636 5.7835 GBP
20p ordinary CFD Increasing Short 26,390 5.7883 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Apr 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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