REG - Goldman Sachs & Co. Qualcomm Inc - Form 8.5 (EPT/NON-RI) - Amend - Qualcomm INC

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RNS Number : 5883G  Goldman Sachs & Co. LLC  29 April 2025

Amendment - due to the amendment of transactions, the disclosure made on 9(th)
April for dealings on 8(th) April has been updated. Section 2(a) and 3(b) has
been updated.

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL
TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS
NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Name of exempt principal trader:                                             GOLDMAN SACHS & CO. LLC
 (b) Name of offeror/offeree in relation to whose relevant securities this form   QUALCOMM INCORPORATED
 relates:

      Use a separate form for each offeror/offeree
 (c) Name of the party to the offer with which exempt principal trader is         ALPHAWAVE IP GROUP PLC
 connected:
 (d) Date position held/dealing undertaken:                                       08 April 2025

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (e) In addition to the company in 1(b) above, is the exempt principal trader     NO
 making disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          USD 0.0001 common

                                                                      Interests           Short positions
                                                                      Number       %      Number       %
 (1) Relevant securities owned and/or controlled:                     2,187,615.3  0.19   582,323.3    0.05
 (2) Cash-settled derivatives:                                        1,926,354    0.17   289,033      0.02
 (3) Stock-settled derivatives (including options) and agreements to  207,062      0.01   500,080      0.04
 purchase/sell:
                                                                      4,321,031.3  0.39   1,371,436.3  0.12

      TOTAL:

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchases/ sales  Total number of securities  Highest price per unit paid/received  Lowest price per unit paid/received

 USD 0.0001 common           Purchases         642,794                     135.2100 USD                          121.7600 USD
 USD 0.0001 common           Sales             722,729                     135.2500 USD                          121.7500 USD

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.0001 common           CFD                  Increasing a short position                                                    1,406                           123.3554 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    2,294                           123.3554 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      345                             124.3370 USD
 USD 0.0001 common           CFD                  Opening a long position                                                        1,027                           124.3370 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      667                             124.6590 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      818                             124.6590 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      1,862                           124.6590 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    519                             124.6665 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    2                               125.0650 USD
 USD 0.0001 common           CFD                  Increasing a short position                                                    132                             126.2632 USD
 USD 0.0001 common           CFD                  Reducing a long position                                                       100                             126.2963 USD
 USD 0.0001 common           CFD                  Increasing a long position                                                     100                             128.5330 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      133                             129.3936 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      2                               129.4061 USD
 USD 0.0001 common           CFD                  Increasing a long position                                                     1,936                           129.6711 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      714                             133.6127 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      1,163                           133.6157 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      5,549                           134.0813 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      3,400                           134.0813 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      374                             134.1336 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      1                               134.1450 USD
 USD 0.0001 common           CFD                  Reducing a short position                                                      46                              134.5250 USD
 USD 0.0001 common           SWAP                 Opening a long position                                                        2,328                           124.6600 USD
 USD 0.0001 common           SWAP                 Reducing a short position                                                      89                              124.6600 USD
 USD 0.0001 common           SWAP                 Reducing a short position                                                      619                             124.6600 USD

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising / exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the exempt
 principal trader making the disclosure and any party to the offer or any
 person acting in concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included. If there
 are no such agreements, arrangements or understandings, state "none"

 NONE

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the exempt principal trader making the disclosure and any other person
 relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 NONE

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  29 April 2025
 Contact name:        Papa Lette and Andrzej Szyszka
 Telephone number:    +33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

 

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