REG - UBS AG (EPT) Glencore PLC - Form 8.5 (EPT/RI) - Glencore PLC
06/02/2026 12:15
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RNS Number : 1002S UBS AG (EPT) 06 February 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Glencore plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 05 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 25703157 6.01920 GBP 4.25485 GBP
Ordinary NPV Sell 23078958 5.05700 GBP 4.64535 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 21361 5.046819 GBP
Ordinary NPV CFD Long 430 4.855673 GBP
Ordinary NPV CFD Long 138167 4.740931 GBP
Ordinary NPV CFD Long 145013 109.33124327 ZAR
Ordinary NPV CFD Long 14990 5.057 GBP
Ordinary NPV CFD Long 486 5.049 GBP
Ordinary NPV CFD Long 3559 5.048 GBP
Ordinary NPV CFD Long 113297 4.850455 GBP
Ordinary NPV CFD Long 113 5.02 GBP
Ordinary NPV CFD Long 1960 5.021 GBP
Ordinary NPV CFD Long 2829 4.7235 GBP
Ordinary NPV CFD Long 2534 4.7285 GBP
Ordinary NPV CFD Long 15349 4.71 GBP
Ordinary NPV CFD Long 875321 4.69693182271281 GBP
Ordinary NPV CFD Long 235279 4.75216734175171 GBP
Ordinary NPV CFD Long 108488 4.822139 GBP
Ordinary NPV CFD Long 16767 4.80572374 GBP
Ordinary NPV CFD Long 50000 4.64535 GBP
Ordinary NPV CFD Long 225500 4.733725 GBP
Ordinary NPV CFD Long 9239 110.0944 ZAR
Ordinary NPV CFD Long 238516 4.7525 GBP
Ordinary NPV CFD Long 40818 4.72700009799598 GBP
Ordinary NPV CFD Long 17492 4.71774982849303 GBP
Ordinary NPV CFD Long 34829 4.93066525 GBP
Ordinary NPV CFD Long 300000 4.74913525 GBP
Ordinary NPV CFD Long 200000 4.732042 GBP
Ordinary NPV CFD Long 946885 4.70519792 GBP
Ordinary NPV CFD Long 64970 4.8834 GBP
Ordinary NPV CFD Long 3264 109.43710784 ZAR
Ordinary NPV CFD Long 200 4.9585 GBP
Ordinary NPV CFD Long 200 4.9515 GBP
Ordinary NPV CFD Long 200 4.9955 GBP
Ordinary NPV CFD Long 208 110.237 ZAR
Ordinary NPV CFD Long 28911 109.71284044 ZAR
Ordinary NPV CFD Long 6968 108.8532 ZAR
Ordinary NPV CFD Long 16552 110.383 ZAR
Ordinary NPV CFD Long 141532 109.51030954 ZAR
Ordinary NPV CFD Short 2744 4.75825317172012 GBP
Ordinary NPV CFD Short 713480 4.754401 GBP
Ordinary NPV CFD Short 200 5.008 GBP
Ordinary NPV CFD Short 200 4.978 GBP
Ordinary NPV CFD Short 200 4.9955 GBP
Ordinary NPV CFD Short 145013 109.33124327 ZAR
Ordinary NPV CFD Short 3264 109.43710784 ZAR
Ordinary NPV CFD Short 9239 110.0944 ZAR
Ordinary NPV CFD Short 18402 4.6957 GBP
Ordinary NPV CFD Short 364846 4.68101431 GBP
Ordinary NPV CFD Short 11150 110.048691 ZAR
Ordinary NPV CFD Short 58294 4.8090001 GBP
Ordinary NPV CFD Short 229271 4.95311042118462 GBP
Ordinary NPV CFD Short 215392 4.85869280573508 GBP
Ordinary NPV CFD Short 16869 4.82089991 GBP
Ordinary NPV CFD Short 141532 109.51030954 ZAR
Ordinary NPV CFD Short 7612 4.714114 GBP
Ordinary NPV CFD Short 5155 4.691 GBP
Ordinary NPV CFD Short 1940 4.7205 GBP
Ordinary NPV CFD Short 5311 4.67 GBP
Ordinary NPV CFD Short 2971 4.769304 GBP
Ordinary NPV CFD Short 6630 4.6935 GBP
Ordinary NPV CFD Short 2937 4.722 GBP
Ordinary NPV CFD Short 2191 4.6975 GBP
Ordinary NPV CFD Short 3911 4.678867 GBP
Ordinary NPV CFD Short 4306 4.976539 GBP
Ordinary NPV CFD Short 1350 4.99325 GBP
Ordinary NPV CFD Short 281243 4.768064 GBP
Ordinary NPV CFD Short 3600 4.6945 GBP
Ordinary NPV CFD Short 1880 4.70075 GBP
Ordinary NPV CFD Short 2644 4.7125 GBP
Ordinary NPV CFD Short 4098 4.7055 GBP
Ordinary NPV CFD Short 3030 4.70975 GBP
Ordinary NPV CFD Short 5402 111.073033 ZAR
Ordinary NPV CFD Short 748 4.803291 GBP
Ordinary NPV CFD Short 96854 4.829824 GBP
Ordinary NPV CFD Short 8083 4.768686 GBP
Ordinary NPV CFD Short 4862 4.992067 GBP
Ordinary NPV CFD Short 6713 4.69831074 GBP
Ordinary NPV CFD Short 2348 5.016822 GBP
Ordinary NPV CFD Short 511 5.01908023 GBP
Ordinary NPV CFD Short 5884 4.7525 GBP
Ordinary NPV CFD Short 208 110.237 ZAR
Ordinary NPV CFD Short 873187 4.68101429 GBP
Ordinary NPV CFD Short 195500 4.650053 GBP
Ordinary NPV CFD Short 28911 109.71284044 ZAR
Ordinary NPV CFD Short 6968 108.8532 ZAR
Ordinary NPV CFD Short 40000 4.89984875 GBP
Ordinary NPV CFD Short 21000 4.56228 GBP
Ordinary NPV CFD Short 15314 4.56288037 GBP
Ordinary NPV CFD Short 97000 4.56 GBP
Ordinary NPV CFD Short 160534 4.67912779 GBP
Ordinary NPV CFD Short 100000 4.945898 GBP
Ordinary NPV CFD Short 100000 4.698011 GBP
Ordinary NPV CFD Short 189466 4.699707 GBP
Ordinary NPV CFD Short 100000 4.756302 GBP
Ordinary NPV CFD Short 200000 4.951775 GBP
Ordinary NPV CFD Short 300000 5.02662107 GBP
Ordinary NPV CFD Short 304553 4.70422678 GBP
Ordinary NPV CFD Short 40818 4.72700009799598 GBP
Ordinary NPV CFD Short 17492 4.71774982849303 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 06 February 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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