REG - UBS AG (EPT) Glencore PLC - Form 8.5 (EPT/RI) - Glencore PLC
05/02/2026 12:30
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RNS Number : 9240R UBS AG (EPT) 05 February 2026
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Glencore plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Rio Tinto plc
connected:
(d) Date dealing undertaken: 04 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
Ordinary NPV Buy 34191667 5.30594 GBP 3.54522 GBP
Ordinary NPV Sell 7337657 5.30594 GBP 4.23120 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
Ordinary NPV CFD Long 72678 114.73995913 ZAR
Ordinary NPV CFD Long 475 5.1810001 GBP
Ordinary NPV CFD Long 1636 5.148 GBP
Ordinary NPV CFD Long 6546 5.151 GBP
Ordinary NPV CFD Long 828 5.138 GBP
Ordinary NPV CFD Long 1457 5.152 GBP
Ordinary NPV CFD Long 850 5.1375 GBP
Ordinary NPV CFD Long 2469 5.142 GBP
Ordinary NPV CFD Long 450 5.1475 GBP
Ordinary NPV CFD Long 1579 5.1405 GBP
Ordinary NPV CFD Long 873 5.141 GBP
Ordinary NPV CFD Long 335756 5.214761 GBP
Ordinary NPV CFD Long 10701 5.283 GBP
Ordinary NPV CFD Long 58 5.195 GBP
Ordinary NPV CFD Long 1069 5.28 GBP
Ordinary NPV CFD Long 278 5.192 GBP
Ordinary NPV CFD Long 106 5.269 GBP
Ordinary NPV CFD Long 139 5.286 GBP
Ordinary NPV CFD Long 743 5.267 GBP
Ordinary NPV CFD Long 687 5.212 GBP
Ordinary NPV CFD Long 611 5.13 GBP
Ordinary NPV CFD Long 882 5.183 GBP
Ordinary NPV CFD Long 38010 5.214484 GBP
Ordinary NPV CFD Long 2973 5.154143 GBP
Ordinary NPV CFD Long 2713434 5.112 GBP
Ordinary NPV CFD Long 336 5.28598214285714 GBP
Ordinary NPV CFD Long 338 5.28600591715976 GBP
Ordinary NPV CFD Long 44 5.28590909090909 GBP
Ordinary NPV CFD Long 24 5.28583333333333 GBP
Ordinary NPV CFD Long 93 5.28602150537634 GBP
Ordinary NPV CFD Long 9388 5.1907 GBP
Ordinary NPV CFD Long 313900 5.24791656575406 GBP
Ordinary NPV CFD Long 307156 5.11097758142442 GBP
Ordinary NPV CFD Long 62610 5.1680004 GBP
Ordinary NPV CFD Long 100000 5.15497 GBP
Ordinary NPV CFD Long 80113 5.21786102 GBP
Ordinary NPV CFD Long 371 5.20900542506739 GBP
Ordinary NPV CFD Long 158 5.28601265822785 GBP
Ordinary NPV CFD Long 4432 114.92759477 ZAR
Ordinary NPV CFD Long 61310 5.18981 GBP
Ordinary NPV CFD Long 218483 114.50183355 ZAR
Ordinary NPV CFD Long 53965 114.96811674 ZAR
Ordinary NPV CFD Long 7984 114.1285 ZAR
Ordinary NPV CFD Long 1564 114.8486 ZAR
Ordinary NPV CFD Long 30571 114.9389 ZAR
Ordinary NPV CFD Long 1123 5.18180018 GBP
Ordinary NPV CFD Long 394034 5.19423724 GBP
Ordinary NPV CFD Long 235931 5.21336055 GBP
Ordinary NPV CFD Long 89 5.12445882 GBP
Ordinary NPV CFD Long 295 5.113 GBP
Ordinary NPV CFD Short 4310 5.239751 GBP
Ordinary NPV CFD Short 7471 5.128814 GBP
Ordinary NPV CFD Short 16604 5.22142 GBP
Ordinary NPV CFD Short 11237 5.219623 GBP
Ordinary NPV CFD Short 2698 5.26260934 GBP
Ordinary NPV CFD Short 89246 5.186824 GBP
Ordinary NPV CFD Short 53965 114.96811674 ZAR
Ordinary NPV CFD Short 30571 114.9389 ZAR
Ordinary NPV CFD Short 7984 114.1285 ZAR
Ordinary NPV CFD Short 1564 114.8486 ZAR
Ordinary NPV CFD Short 82833 7.08053194 USD
Ordinary NPV CFD Short 223225 5.11302242132378 GBP
Ordinary NPV CFD Short 204237 5.2119102 GBP
Ordinary NPV CFD Short 22 5.15762 GBP
Ordinary NPV CFD Short 49132 5.270846 GBP
Ordinary NPV CFD Short 19572 5.272439 GBP
Ordinary NPV CFD Short 2421 5.27542 GBP
Ordinary NPV CFD Short 1638 5.281135 GBP
Ordinary NPV CFD Short 785 5.202833 GBP
Ordinary NPV CFD Short 947 5.280528 GBP
Ordinary NPV CFD Short 2126 5.205162 GBP
Ordinary NPV CFD Short 21050 5.278537 GBP
Ordinary NPV CFD Short 35 5.267527 GBP
Ordinary NPV CFD Short 100000 5.119483 GBP
Ordinary NPV CFD Short 9277 5.272572 GBP
Ordinary NPV CFD Short 753 5.282816 GBP
Ordinary NPV CFD Short 92 5.214114 GBP
Ordinary NPV CFD Short 1239 5.220844 GBP
Ordinary NPV CFD Short 22800 5.272406 GBP
Ordinary NPV CFD Short 371 5.112 GBP
Ordinary NPV CFD Short 72678 114.73995913 ZAR
Ordinary NPV CFD Short 4432 114.92759477 ZAR
Ordinary NPV CFD Short 97297 5.21191019 GBP
Ordinary NPV CFD Short 218483 114.50183355 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 05 February 2026
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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