REG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC
Today 12:15
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RNS Number : 4472W Barclays PLC 12 March 2026
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHRODERS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt SCHRODERS PLC
principal trader is connected
(d) Date position held/dealing undertaken: 11 Mar 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 42,147,644 2.62% 1,539,655 0.08%
(2) Cash-settled derivatives:
and/or controlled: 164,289 0.01% 39,756,935 2.47%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 42,311,933 2.63% 41,296,590 2.55%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Purchase 1,060,593 5.8700 GBP 5.8600 GBP
20p ordinary Sale 1,525,841 5.8700 GBP 5.8600 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Decreasing Short 50,000 5.8650 GBP
20p ordinary SWAP Decreasing Short 2,408 5.8676 GBP
20p ordinary SWAP Decreasing Short 18,634 5.8534 GBP
20p ordinary SWAP Decreasing Short 1,103 5.8575 GBP
20p ordinary SWAP Decreasing Short 779 5.8605 GBP
20p ordinary SWAP Decreasing Short 96,926 5.8617 GBP
20p ordinary SWAP Decreasing Short 1,057 5.8619 GBP
20p ordinary SWAP Decreasing Short 55,979 5.8620 GBP
20p ordinary SWAP Decreasing Short 1,029 5.8625 GBP
20p ordinary SWAP Decreasing Short 6,141 5.8628 GBP
20p ordinary SWAP Decreasing Short 9,844 5.8629 GBP
20p ordinary SWAP Decreasing Short 1,063 5.8633 GBP
20p ordinary SWAP Decreasing Short 28,881 5.8638 GBP
20p ordinary SWAP Decreasing Short 5,450 5.8639 GBP
20p ordinary SWAP Decreasing Short 31,974 5.8641 GBP
20p ordinary SWAP Decreasing Short 26,385 5.8644 GBP
20p ordinary SWAP Decreasing Short 1,435 5.8645 GBP
20p ordinary SWAP Decreasing Short 26,137 5.8647 GBP
20p ordinary SWAP Decreasing Short 1,948 5.8649 GBP
20p ordinary SWAP Decreasing Short 141,884 5.8650 GBP
20p ordinary SWAP Decreasing Short 738 5.8654 GBP
20p ordinary SWAP Decreasing Short 2,594 5.8694 GBP
20p ordinary SWAP Increasing Short 60,000 5.8529 GBP
20p ordinary SWAP Increasing Short 532 5.8600 GBP
20p ordinary SWAP Increasing Short 163,596 5.8614 GBP
20p ordinary SWAP Increasing Short 186 5.8634 GBP
20p ordinary SWAP Increasing Short 74 5.8635 GBP
20p ordinary SWAP Increasing Short 767 5.8644 GBP
20p ordinary SWAP Increasing Short 10,768 5.8645 GBP
20p ordinary SWAP Increasing Short 64,055 5.8648 GBP
20p ordinary SWAP Increasing Short 2,077 5.8649 GBP
20p ordinary SWAP Increasing Short 22,390 5.8650 GBP
20p ordinary SWAP Increasing Short 55,492 5.8652 GBP
20p ordinary SWAP Increasing Short 93,810 5.8655 GBP
20p ordinary SWAP Increasing Short 41,525 5.8663 GBP
20p ordinary SWAP Increasing Short 5,640 5.8664 GBP
20p ordinary CFD Decreasing Short 58,239 5.8617 GBP
20p ordinary CFD Decreasing Short 19,361 5.8634 GBP
20p ordinary CFD Decreasing Short 16 5.8637 GBP
20p ordinary CFD Increasing Short 165,680 5.8650 GBP
20p ordinary CFD Increasing Short 21,437 5.8677 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Mar 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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