REG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC Replacement
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RNS Number : 6420W Barclays PLC 13 March 2026
FORM 8.5 (EPT/NON-RI)
Amendment - this form replaces RNS number 3396V published at 11:52 on
04/03/2026, changes made to section 2A
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHRODERS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt SCHRODERS PLC
principal trader is connected
(d) Date position held/dealing undertaken: 03 Mar 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 38,329,802 2.37% 1,449,369 0.09%
(2) Cash-settled derivatives:
and/or controlled: 246,837 0.02% 35,690,537 2.22%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 38,576,639 2.39% 37,139,906 2.31%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Purchase 846,614 5.8650 GBP 5.8488 GBP
20p ordinary Sale 1,465,603 5.8650 GBP 5.8497 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Decreasing Short 122,268 5.8497 GBP
20p ordinary SWAP Decreasing Short 88,678 5.8500 GBP
20p ordinary SWAP Decreasing Short 111,742 5.8512 GBP
20p ordinary SWAP Decreasing Short 35,478 5.8515 GBP
20p ordinary SWAP Decreasing Short 6,085 5.8517 GBP
20p ordinary SWAP Decreasing Short 47,149 5.8518 GBP
20p ordinary SWAP Decreasing Short 29,313 5.8520 GBP
20p ordinary SWAP Decreasing Short 2,775 5.8524 GBP
20p ordinary SWAP Decreasing Short 3,708 5.8542 GBP
20p ordinary SWAP Decreasing Short 10,483 5.8549 GBP
20p ordinary SWAP Decreasing Short 526 5.8550 GBP
20p ordinary SWAP Decreasing Short 34,803 5.8559 GBP
20p ordinary SWAP Decreasing Short 8,039 5.8560 GBP
20p ordinary SWAP Decreasing Short 9,201 5.8562 GBP
20p ordinary SWAP Decreasing Short 12,495 5.8564 GBP
20p ordinary SWAP Decreasing Short 149,096 5.8567 GBP
20p ordinary SWAP Decreasing Short 9,447 5.8568 GBP
20p ordinary SWAP Decreasing Short 2,876 5.8570 GBP
20p ordinary SWAP Decreasing Short 349,741 5.8573 GBP
20p ordinary SWAP Decreasing Short 36,426 5.8575 GBP
20p ordinary SWAP Decreasing Short 32,789 5.8578 GBP
20p ordinary SWAP Decreasing Short 35,044 5.8590 GBP
20p ordinary SWAP Decreasing Short 186 5.8600 GBP
20p ordinary SWAP Decreasing Short 1,367 5.8604 GBP
20p ordinary SWAP Increasing Short 86,094 5.8500 GBP
20p ordinary SWAP Increasing Short 9,583 5.8505 GBP
20p ordinary SWAP Increasing Short 98,068 5.8510 GBP
20p ordinary SWAP Increasing Short 5,391 5.8536 GBP
20p ordinary SWAP Increasing Short 9,547 5.8549 GBP
20p ordinary SWAP Increasing Short 1,711 5.8550 GBP
20p ordinary SWAP Increasing Short 30,654 5.8559 GBP
20p ordinary SWAP Increasing Short 42,346 5.8561 GBP
20p ordinary SWAP Increasing Short 1,368 5.8575 GBP
20p ordinary SWAP Increasing Short 257,654 5.8579 GBP
20p ordinary SWAP Increasing Short 1,800 5.8584 GBP
20p ordinary SWAP Increasing Short 4 5.8587 GBP
20p ordinary SWAP Increasing Short 1,392 5.8600 GBP
20p ordinary SWAP Increasing Short 211 5.8609 GBP
20p ordinary SWAP Increasing Short 31,486 5.8617 GBP
20p ordinary SWAP Increasing Short 13,450 5.8620 GBP
20p ordinary SWAP Increasing Short 1,674 5.8650 GBP
20p ordinary CFD Decreasing Short 77,985 5.8576 GBP
20p ordinary CFD Increasing Short 14,740 5.8570 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Mar 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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