REG - Northern Trust Corp Alphawave IP Group Qualcomm Inc - Form 8.3 - Qualcomm Incorporated

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RNS Number : 4809G  Northern Trust Corporation  28 April 2025

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                      Northern Trust Corporation
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   Qualcomm Incorporated.
 relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                       25(th) April 2025

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making           Yes - Alphawave IP Group plc
 disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                          Common Stock

                                                                      Interests             Short positions

                                                                      Number         %      Number    %
 (1) Relevant securities owned and/or controlled:                     14,119,772.00  1.28
 (2) Cash-settled derivatives:

 (3) Stock-settled derivatives (including options) and agreements to
 purchase/sell:
                                                                      14,119,772.00  1.28

      TOTAL:

 

Note: The difference in holdings from yesterday and today not explained by
transactions, can be explained by stock transfers of 11 securities into the
relevant accounts and 59 securities out of the relevant accounts.

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit
 Common Stock                SELL           26                    148.56
 Common Stock                SELL           111                   147.58
 Common Stock                SELL           10                    147.17
 Common Stock                BUY            19                    148.56
 Common Stock                BUY            29                    148.56
 Common Stock                BUY            64                    148.56
 Common Stock                SELL           6                     148.56
 Common Stock                SELL           7                     148.56
 Common Stock                SELL           12                    148.56
 Common Stock                BUY            17                    148.55
 Common Stock                BUY            8                     148.56
 Common Stock                BUY            18                    148.56
 Common Stock                SELL           40                    148.2351
 Common Stock                SELL           44                    148.2351
 Common Stock                SELL           175                   148.56
 Common Stock                BUY            14                    148.56
 Common Stock                SELL           51                    148.55
 Common Stock                BUY            96                    148.2418
 Common Stock                BUY            11                    148.56
 Common Stock                BUY            199                   148.55
 Common Stock                SELL           83                    147.58
 Common Stock                SELL           50                    148.15
 Common Stock                BUY            103                   147.523
 Common Stock                BUY            26                    147.523
 Common Stock                BUY            293                   148.56
 Common Stock                SELL           47                    148.56
 Common Stock                SELL           28                    147.555
 Common Stock                SELL           15                    148.56
 Common Stock                BUY            15                    147.41
 Common Stock                BUY            11                    148.56
 Common Stock                BUY            18                    148.56
 Common Stock                SELL           234                   148.56
 Common Stock                SELL           26                    148.56
 Common Stock                SELL           1                     147.9
 Common Stock                SELL           19                    147.19
 Common Stock                SELL           2                     148.56
 Common Stock                BUY            2                     146.949
 Common Stock                BUY            2                     147.25
 Common Stock                SELL           3                     147.425
 Common Stock                BUY            57                    148.17
 Common Stock                SELL           5                     147
 Common Stock                BUY            41                    146.949
 Common Stock                BUY            3                     147.245
 Common Stock                SELL           15                    148.56
 Common Stock                BUY            8                     148.56
 Common Stock                BUY            14                    148.56
 Common Stock                SELL           51                    148.55
 Common Stock                SELL           7                     148.56
 Common Stock                BUY            15                    147.41
 Common Stock                SELL           6                     148.56
 Common Stock                SELL           12                    148.56
 Common Stock                SELL           44                    148.235
 Common Stock                BUY            96                    148.242
 Common Stock                BUY            18                    148.56
 Common Stock                SELL           83                    147.58
 Common Stock                BUY            17                    148.55
 Common Stock                SELL           28                    147.555
 Common Stock                BUY            26                    147.523
 Common Stock                SELL           10                    147.17
 Common Stock                BUY            103                   147.523
 Common Stock                BUY            11                    148.56
 Common Stock                SELL           50                    148.15
 Common Stock                BUY            29                    148.56
 Common Stock                BUY            19                    148.56
 Common Stock                SELL           47                    148.56
 Common Stock                SELL           26                    148.56
 Common Stock                SELL           26                    148.56
 Common Stock                BUY            64                    148.56
 Common Stock                BUY            18                    148.56
 Common Stock                BUY            11                    148.56
 Common Stock                SELL           40                    148.235
 Common Stock                BUY            199                   148.55
 Common Stock                SELL           111                   147.58
 Common Stock                SELL           800                   146.08
 Common Stock                SELL           15                    147.79

 

 

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short
                                                  position

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

 

 

 

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"

 None

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  28(th) April 2025
 Contact name:        London Compliance Team
 Telephone number*:   0207 982 2158 or 0207 982 3697

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakesoverpanel.org.uk
(http://www.thetakesoverpanel.org.uk) .

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