REG - Morgan Stanley & Co. Alphawave IP Group - Form 8.5 (EPT/RI)-Alphawave IP Group plc
27/11/2025 09:45
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RNS Number : 2747J Morgan Stanley & Co. Int'l plc 27 November 2025
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Alphawave IP Group plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Alphawave IP Group plc
connected:
(d) Date dealing undertaken: 26 November 2025
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
making disclosures in respect of any other party to this offer? Incorporated)
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
1p ordinary PURCHASES 3,001,623 2.0360 GBP 1.9770 GBP
1p ordinary SALES 2,938,770 2.0360 GBP 1.9833 GBP
1p ordinary PURCHASES 1,380,265 2.6719 USD 2.6394 USD
1p ordinary SALES 2,279,913 2.6749 USD 2.6399 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
1p ordinary CFD increasing a long position 1,533,034 2.0090 GBP
1p ordinary CFD increasing a long position 1,400,125 2.0190 GBP
1p ordinary CFD increasing a long position 51,432 2.0360 GBP
1p ordinary CFD increasing a long position 1,533,034 2.6561 USD
1p ordinary CFD increasing a long position 900,000 2.6584 USD
1p ordinary CFD increasing a long position 387,006 2.6701 USD
1p ordinary CFD increasing a long position 1,400,125 2.6705 USD
1p ordinary CFD increasing a long position 500,000 2.6730 USD
1p ordinary CFD increasing a short position 487 2.0048 GBP
1p ordinary CFD increasing a short position 13,294 2.0100 GBP
1p ordinary CFD increasing a short position 11,008 2.0111 GBP
1p ordinary CFD increasing a short position 50,000 2.0158 GBP
1p ordinary CFD increasing a short position 16,939 2.0204 GBP
1p ordinary CFD increasing a short position 8,075 2.0204 GBP
1p ordinary CFD increasing a short position 1,684 2.0204 GBP
1p ordinary CFD increasing a short position 4,781 2.0204 GBP
1p ordinary CFD increasing a short position 5,512 2.0215 GBP
1p ordinary CFD increasing a short position 200,000 2.6520 USD
1p ordinary CFD increasing a short position 150,000 2.6682 USD
1p ordinary CFD increasing a short position 108,044 2.6689 USD
1p ordinary CFD reducing a long position 39,983 2.0048 GBP
1p ordinary CFD reducing a long position 10,955 2.0057 GBP
1p ordinary CFD reducing a long position 14,054 2.0111 GBP
1p ordinary CFD reducing a long position 90 2.0156 GBP
1p ordinary CFD reducing a long position 978 2.0212 GBP
1p ordinary CFD reducing a long position 7,205 2.0231 GBP
1p ordinary CFD reducing a long position 4,244 2.0292 GBP
1p ordinary CFD reducing a long position 1,496 2.0299 GBP
1p ordinary CFD reducing a long position 799 2.0300 GBP
1p ordinary CFD reducing a long position 250,332 2.0360 GBP
1p ordinary CFD reducing a short position 61 2.0008 GBP
1p ordinary CFD reducing a short position 281,485 2.0060 GBP
1p ordinary CFD reducing a short position 13,294 2.0120 GBP
1p ordinary CFD reducing a short position 8,504 2.0173 GBP
1p ordinary CFD reducing a short position 4,863 2.0298 GBP
1p ordinary CFD reducing a short position 487 2.0320 GBP
1p ordinary CFD reducing a short position 5,521 2.0360 GBP
1p ordinary CFD reducing a short position 693 2.0360 GBP
1p ordinary CFD reducing a short position 980 2.0360 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 27 November 2025
Contact name: Claire Gordon
Telephone number: +44 141 245-8893
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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