REG - Barclays PLC Alphawave IP Group - Form 8.3 ALPHAWAVE IP GROUP PLC
Today 15:30
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RNS Number : 3205I Barclays PLC 12 May 2025
Class of relevant security:
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 09 May 2025
(f) In addition to the company in 1(c) above, is the discloser making YES:
QUALCOMM INCORPORATED
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 5,292,698 0.70% 17,133,630 2.25%
(2) Cash-settled derivatives: 15,420,733 2.03% 5,191,475 0.68%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
20,713,431 2.72% 22,325,105 2.94%
TOTAL:
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 4,200,000 2.80% 0 0.00%
(2) Cash-settled derivatives: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
4,200,000 2.80% 0 0.00%
TOTAL:
(b) Rights to subscribe for new securities (including directors and
other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchase and sales
Class of relevant Purchase/sale Number of Price per unit
security
securities
Senior unsecured convertible bond Purchase 514,855 123.5000 USD
1p ordinary Purchase 334,655 1.3198 GBP
1p ordinary Purchase 73,766 1.3220 GBP
1p ordinary Purchase 35,300 1.3218 GBP
1p ordinary Purchase 32,459 1.3205 GBP
1p ordinary Purchase 20,053 1.3079 GBP
1p ordinary Purchase 11,266 1.3282 GBP
1p ordinary Purchase 6,450 1.3237 GBP
1p ordinary Purchase 5,355 1.3153 GBP
1p ordinary Purchase 5,063 1.3290 GBP
1p ordinary Purchase 4,992 1.3080 GBP
1p ordinary Purchase 4,042 1.3154 GBP
1p ordinary Purchase 3,463 1.3254 GBP
1p ordinary Purchase 2,303 1.3193 GBP
1p ordinary Purchase 1,933 1.3316 GBP
1p ordinary Purchase 1,192 1.3127 GBP
1p ordinary Purchase 1,181 1.3170 GBP
1p ordinary Purchase 552 1.3235 GBP
1p ordinary Purchase 330 1.3265 GBP
1p ordinary Purchase 320 1.3285 GBP
1p ordinary Purchase 319 1.3275 GBP
1p ordinary Purchase 126 1.3310 GBP
1p ordinary Purchase 106 1.3300 GBP
1p ordinary Purchase 102 1.3320 GBP
1p ordinary Purchase 89 1.3130 GBP
1p ordinary Purchase 26 1.3270 GBP
1p ordinary Purchase 2 1.3200 GBP
1p ordinary Purchase 2 1.3440 GBP
Senior unsecured convertible bond Sale 1,000,000 124.2500 USD
1p ordinary Sale 278,021 1.3193 GBP
1p ordinary Sale 229,331 1.3220 GBP
1p ordinary Sale 60,158 1.3272 GBP
1p ordinary Sale 46,702 1.3205 GBP
1p ordinary Sale 35,964 1.3244 GBP
1p ordinary Sale 19,412 1.3215 GBP
1p ordinary Sale 12,938 1.3100 GBP
1p ordinary Sale 11,621 1.3245 GBP
1p ordinary Sale 9,918 1.3189 GBP
1p ordinary Sale 9,081 1.3242 GBP
1p ordinary Sale 3,845 1.3203 GBP
1p ordinary Sale 3,227 1.3164 GBP
1p ordinary Sale 2,916 1.3240 GBP
1p ordinary Sale 2,577 1.3124 GBP
1p ordinary Sale 2,220 1.3210 GBP
1p ordinary Sale 1,919 1.3256 GBP
1p ordinary Sale 1,660 1.3250 GBP
1p ordinary Sale 1,366 1.3263 GBP
1p ordinary Sale 1,104 1.3235 GBP
1p ordinary Sale 590 1.3209 GBP
1p ordinary Sale 567 1.3126 GBP
1p ordinary Sale 515 1.3274 GBP
1p ordinary Sale 355 1.3099 GBP
1p ordinary Sale 330 1.3265 GBP
1p ordinary Sale 320 1.3285 GBP
1p ordinary Sale 126 1.3310 GBP
1p ordinary Sale 106 1.3300 GBP
1p ordinary Sale 102 1.3320 GBP
1p ordinary Sale 101 1.3170 GBP
1p ordinary Sale 89 1.3130 GBP
1p ordinary Sale 26 1.3271 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
1p ordinary SWAP Opening Long 3,845 1.3203 GBP
1p ordinary SWAP Increasing Long 181,027 1.3220 GBP
1p ordinary SWAP Increasing Long 1,035 1.3248 GBP
1p ordinary SWAP Increasing Long 1,919 1.3256 GBP
1p ordinary SWAP Increasing Long 331 1.3310 GBP
1p ordinary SWAP Decreasing Long 10,045 1.3080 GBP
1p ordinary SWAP Decreasing Long 3 1.3203 GBP
1p ordinary SWAP Decreasing Long 4,798 1.3215 GBP
1p ordinary SWAP Decreasing Long 6 1.3218 GBP
1p ordinary SWAP Decreasing Long 8,721 1.3220 GBP
1p ordinary SWAP Decreasing Long 3,463 1.3254 GBP
1p ordinary SWAP Decreasing Long 11,266 1.3282 GBP
1p ordinary SWAP Decreasing Long 1,652 1.3300 GBP
1p ordinary SWAP Decreasing Long 1,933 1.3316 GBP
1p ordinary CFD Opening Short 17,489 1.3213 GBP
1p ordinary CFD Increasing Short 500 1.3220 GBP
(c) Stock-settled derivative transactions
(including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for
new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal
or refrain from dealing entered into by the person making the disclosure and
any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 May 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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